Fraud Risk Management - Financial Shenanigans

Summary

 

Objectives

 

  • To create an awareness of the contemporary AML/ KYC guidelines of the Regulators and the need to comply with the same
  • To advise the target segment on the various types of frauds possibilities in the acquisition and conducting of various customer accounts
  • To cascade down the line, adequate knowledge on choosing the right type of customers and putting in place proper checks and balances in customer account management process to help identify frauds

Target Audience

 

  • Officers/ Managers, Branch Managers and Heads of Marketing and Credit departments from Retail Banking, Retail Operations, Branch Operations, Risk, Inspection and Audit divisions of Banks, NBFCs and Housing Finance Companies
  • Officers/ Managers, Branch Managers and Heads of departments from Marketing and Credit divisions of MSME/ Corporate Banking, Corporate Operations, Credit Administration, Risk, Inspection and Audit divisions of Banks, NBFCs and Housing Finance Companies

 

Course Structure

 

Duration: 2 Days

 

Day 1

 

Session 1

The Liability Side & Customer acquisition

Session 2

Fraud Identification & Frauds in Transactions

Session 3

Frauds in Documentation (retail and corporate)

Session 4

Asset frauds – Retail

 

Day 2

 

Session 1

Asset frauds – Corporate

Session 2

Financial Reports – Intelligent Accounting by Corporates

Session 3

Fraud Detection and Punishment

Session 4

Fraud Prevention and Compliance Perspectives

 

Trainer Profile

 

He is a senior banker with more than 3 decades of experience in Public sector, private, foreign bank & NBFC. During his career he has set up the Retail Banking Division & was the Country Head of Retail Liabilities & Preferred Banking. He also set up the first metro branch of a leading foreign bank at Chennai, headed the New Products Division & the Internet Banking Division. During his association with these organisations he has managed large corporates, SMEs & MSME’s right from, the marketing, relationship management, credit appraisal & monitoring. Has also held positions at CXO level in a Pharmaceutical Company, Consumer Durable Manufacturer & an Affordable Housing Finance Company.

 

He has been regularly conducting training programmes for large corporates, SME & MSMEs for banks & NBFCs in India. He has also conducted training programmes for the Sri Lankan banks. During his consultancy experience he was instrumental in setting up an export division and restructuring of facilities with the banking system for his MSME & Consumer Durable Company in India.

 

Training dates - July 22-23, 2024

Training fees - ₹ 28,000 + applicable taxes