2a-7 regulatory requirements - Support to asset management team of a Global Bank
Client: Asset Management arm of a Global Bank
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Objective
To help the asset management unit of a global bank meet 2a-7 regulatory requirements and enhance credit research capabilities across multiple geographies and product sectors.
Challenges
Client required expertise across several sectors to deliver reliable and independent analytical insights
CRISIL asked to support diverse client teams based in multiple geographies with different existing processes
Must maintain analytical quality, despite operating within strict timelines
Engagement required agility to deal with changes in requirements and manage ad hoc requests
CRISIL's Solution
CRISIL established a dedicated team with strong expertise in credit research across multiple sectors, including corporates, financial institutions and sovereigns
Designed and standardised the report format and content requirements in consultation with client teams spread across different geographies
Provided flexible team composition and structure to cater to time-sensitive needs and manage peak load requirements
Took full ownership of 2a-7 reports, with deliveries aligned with the annual schedule of reviews
The team provided ad hoc research support (earnings updates, sector reviews and event analysis) to client during a period of internal resource constraints
Client impact
Saved time by delegating more than 300 credit reports
In-depth analysis of credits, including investment recommendations
100% compliance with regulatory requirements within defined timelines
Strong quality framework with sector-specific inputs from subject-matter experts
Detailed review of sectors through thematic research and databases
Expanded coverage by 10% over two years
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Questions
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