Upgrading a UK Bank's Trade Surveillance to make it more Effective, Efficient and Compliant with New Regulations
Client: UK Bank
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Objective
Enhancing a UK bank’s trade surveillance system to improve performance and ensure compliance with new Market Abuse Regulations (MAR)
CRISIL’s Solution
The CRISIL team reviewed the client's existing trade surveillance model, conducted the gap analysis (on regulatory changes) and implemented the changes to make the solution more efficient and effective.
Analyzed the parameters in current scenarios and further refined them to generate more meaningful alerts in market and trade risk activities;
Assisted in development of new scenarios and parameters to generate alerts on Market and Trade risks, including: